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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Supervision in the Age of AI: Opportunities and Challenges in the Coming Era of AI-Driven Surveillance by Amy Jane Longo, Cole A. Goodman, and Rebekah Kim – Ropes & Gray LLP

The Ethical Challenges of Gatekeeping in the SEC’s “Back-to-Basics” Enforcement Era by Sarah Eichenberger – Katten Muchin Rosenman LLP

The Vanishing Small-Cap IPO: A Systems Diagnosis Beyond Regulatory Burden by Folake K. Ayoola – Goodwin Procter LLP

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SEC Exemptive Order Halves Minimum Tender Offer Period for Negotiated All-Cash Transactions by Bill Roegge, Kevin Cooper, Jamie Leigh, Justin A. Kisner, Polina A. Demina, and Reid S. Hooper – Cooley LLP

Accountants and Lawyers Beware: The Future of SEC Rule 102(e) Proceedings After Jarkesy by Jimmy Fokas and Bari R. Nadworny – BakerHostetler

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Debuting the ETF Share Class – And Its Challenges and Future by Kevin R. Gustafson and Keri E. Riemer – K&L Gates LLP

The Disclosure Calculus: Navigating the Evolving DOJ Landscape on Voluntary Self-Disclosure by Courtney Hague Andrews, Darryl Lew, Gregg Marmaro, and Jasmine Chen – White & Case LLP

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Foreign Private Issuers in 2026: Times Are Changing by Jennifer Zepralka, Liz Walsh, and Abraham Zaefen – Mayer Brown LLP

Well, Well, Wells: A Look at the SEC and CFTC’s Wells Reforms by Michelle N. Tanney and Madison J. Gaudreau – Baker Hostetler LLP

Delaware Law Developments 2025-2026: DGCL Amendments, Constitutional Challenges, and the Post-SB21 Landscape by Mallory Tosch Hoggatt, Samantha Peppers, and Jason Semaya – A&O Shearman

Cartel Risk: What Are Companies Not Accounting For? by James Tillen and Arooshe Giroti – Miller & Chevalier Chartered

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The Impact of Recent Developments in Securities Regulation on the Playing Field for Activism by Stephen Glover and Alisa Babitz – Gibson, Dunn & Crutcher LLP 

Any Bets on Who Will Regulate Prediction Markets? by Brian A. Jacobs, Thomas A. McKay, and Jessica Salley – Morvillo Abramowitz Grand Jason & Anello PC

Predatory Closed-End Fund Activism Declines as Litigation Continues by Amy D. Roy and Devon Applegate Caton – Ropes & Gray LLP

2025 Developments for Auditor Regulations Under the U.S. Securities Laws by Julia Applefeld and Jesse L. Jensen – Labaton Keller Sucharow LLP

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The Conundrum of Crypto Custody: Regulatory Considerations for Investment Advisers by Alice S. Hrdy, Christine A. Schleppegrell, Ellen G. Weinstein, and Naina Adhikari – Morgan, Lewis & Bokius LLP

Rule 15a-6 of the Securities Exchange Act: A Guide for Foreign Broker-Dealers by Guy P. Lander – Carter Ledyard & Milburn LLP

Beyond Quarterly Reporting: How the SEC Could Give Companies Flexibility Without Sacrificing Investor Protection by Folake K. Ayoola – Goodwin Proctor LLP

 

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Some Current Articles in
Banking & Financial Services:

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A Practitioner’s Guide to Deploying Generative AI in Due Diligence and Corporate Investigations by Jackson D. Toof – ArentFox Schiff LLP

The Dark Web and Traceability in Data-Breach Class Actions by Scott J. Hyman, Genevieve Walser-Jolly, Lela Ames, Jack Altura, and TaeVeon Le – Womble Bond Dickinson (US) LLP

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The New Era of Fair Banking: The Federal Administration’s Increased Focus on Debanking and How Financial Institutions Should Respond by Lori Sommerfield, Chris Willis, and Lane Page – Troutman Pepper Locke LLP

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The Use of Artificial Intelligence in Financial Services: Navigating Innovation, Opportunity, and Risk by Avi Gesser and Charu A. Chandrasekhar – Debevoise & Plimpton LLP

Independent Directors in Chapter 11: Governance Benefits and Implications for Traditional Creditor Oversight by Eric Walker and Ben Thomson – Cooley LLP

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Liability Management Protections in Amendments and Waivers: A Practical Guide by Adam L. Shpeen, Jon Finelli, and David Kratzer – Davis Polk & Wardwell LLP

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National Security Considerations Relating to Crypto Assets by David L. Hirsch, Jason H. Cowley, J. Patrick Rowan, and Steffanny Acevedo – McGuire Woods, LLP

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The Rise of Bankruptcy Directors and the Evolution of Corporate Governance in Chapter 11 by Stephen B. Selbst – Herrick, Feinstein LLP

What to Expect in Banking Regulation in 2026 by Joseph E. Silvia – Duane Morris LLP

Avoidance and Turn-Over Provisions in Intercreditor Agreements by David Ebroon – J. P. Morgan

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Please click here to see a listing of articles in reverse chronological order 2000 - June 2026 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - June 2026 for The Review of Banking & Financial Services