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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Retailization of Private Equity in the United States: A Primer by Matthew B. Goldstein – Paul, Weiss, Rifkind, Wharton & Garrison LLP 

U.S. Treasury Clearing: SEC Mandate and Market Considerations by Lauren E. Semrad, Brian J. Morris, and Wankun Wang – Cleary Gottlieb Steen & Hamilton LLP 

The SEC’s Revolutionized Approach to Crypto by Ladan F. Stewart – White & Case

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Part I – Management’s Discussion and Analysis: A Guide to SEC Compliance and Best Practices by Folake K. Ayoola – Goodwin Procter LLP

Part II – Management’s Discussion and Analysis: A Guide to SEC Compliance and Best Practices by Folake K. Ayoola – Goodwin Procter LLP

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Shifting Enforcement Priorities at the CFTC and the SEC by Ellen M. Wheeler, James G. Lundy, and Cassandra M. Aubert – Foley & Lardner LLP

Structuring Share Repurchases: Rules 10b-18 and Rule 10b5-1 Applied to Various Open Market Repurchase Programs by Steven Seltzer, Andrew J. Pitts, and C. Daniel Haaren – Cravath, Swaine & Moore LLP

The Extraterritorial Reach of the Commodity Exchange Act by Charles Mills, Michael Brooks, and Sophia Evans – Bracewell LLP

Disgorgement Reconsidered: Rule 105 and the Adviser-Client Divide by Adam S. Aderton and Abigail A. Grise – Simpson Thacher & Bartlett LLP

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2025 Mid-Year Securities Enforcement Update by Jina Choi, Osman Nawaz, David Woodcock, and Michael Ulmer – Gibson, Dunn & Crutcher LLP

Navigating Derivative Litigation in Delaware and Pennsylvania: A Comparative Analysis by Jay A. Dubow, Katie Rose Hancin, and Dominique Hazel-Criss – Troutman Pepper Locke, LLP

Valuing Terminated Credit Default Swaps: LBIE V. Assured Guaranty by Roger A. Cooper and Sara Watson – Cleary Gottlieb Steen & Hamilton LLP

How Gatekeepers Should Handle Whistleblowers by Osman Nawaz and Brian A. Richman – Gibson, Dunn & Crutcher LLP

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The Evolving Securities Regulatory Framework for Registered Index-Linked Annuities by Dodie C. Kent and Ronald D. Coenen, Jr. – Eversheds Sutherland (US)

Implementing and Enforcing Dodd-Frank Clawback Rules for Global Executives by Erica Schohn, Matthew Weston, and Maggie Fang – Skadden, Arps, Slate, Meagher & Flom LLP

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Common Sense Reforms to Facilitate Capital Formation by James E. Anderson and Brian J. Baltz – Willkie Farr & Gallagher LLP

Claiming What’s Yours: 10 Considerations for Recovery Under Representations and Warranties Insurance Policies by Kevin Small, Patrick McDermott, and Alex Pappas – Hunton Andrews Kurth LLP

The Shift Toward 24-Hour Trading in U.S. Equities Markets: Opportunities and Regulatory Challenges by Charles A. Sommers and R. Jacob Griggs – Sidley Austin LLP

Those Who Watch the Watchers: Evolving Enforcement Trends in Financial Industry Surveillance Programs by Amy Jane Longo, Desiree Pelletier, and Erin Stewart – Ropes & Gray LLP

Recent Developments in Administrative Law: The Impact on Commodities Regulation and Enforcement by Michael Spafford, Patricia Liverpool, and Nora Logsdon – Paul Hastings LLP

Harnessing Artificial Intelligence in Anti-Money Laundering Compliance by Joseph E. Silvia and Stefanie Wayco – Duane Morris LLP

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Some Current Articles in
Banking & Financial Services:

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Mortgage Fraud: Emerging Trends and Best Practices for Prevention by Lawrence J. Cameron and Jenna M. White – Troutman Pepper Locke LLP 

“Bad Faith” Bankruptcy Dismissals in the Wake of LTL Management: Recent Developments by Casey Servais – Cadwalader, Wickersham & Taft LLP

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Cross-Border Strategy: O Canada – U.S. Companies Look North for Main Insolvency Proceedings by Madlyn Gleich Primoff, Alexander Rich, and Sarah Margolis – Freshfields US LLP

Continuing Compliance Challenges in Mortgage Loan Originator Compensation by Kris D. Kully – Mayer Brown LLP

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Modernizing ABCs With the Uniform Assignment for Benefit of Creditors Act by Emil P. Khatchatourian and Joseph S. Harper – Foley & Lardner LLP

Creativity to Circumvent Collapse: Understanding the Success of 4 West Holdings by Thomas R. Califano and Julia Jean Citron – Sidley Austin

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An Overview of the Use of Cooperation Agreements Among Lenders in the Syndicated Loan Market by Robert J. Waldner – Crowell & Moring LLP

Analyzing the Fair Credit Reporting Act’s New “Objectively and Readily Verifiable” Standard to Show an Inaccuracy by Bryan A. Fratkin – McGuireWoods LLP

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Innovation in Digital Banking: How Smaller Companies are Leading the Way by Andrea K. Mitchell and Chloé Dolsenhe – Mitchell Sandler PLLC

Borrower Litigation Theories and Their Limits by Eric M. Hurwitz and Christopher A. Reese – Stradley Ronan Stevens & Young LLP

The Art of the Auction: Practical Insights From Section 363 Sale Processes by Scott B. Lepene and Sophia R. Wang – ArentFox Shiff LLP

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Fair Lending in the First 150 Days of the Second Trump Administration by Olivia Kelman and Lanette Suárez Martin – Mitchell Sandler PLLC

Artificial Intelligence Models in Financial Services: Emerging Issues and Areas of Risk by Sherry-Maria Safchuk, Sasha Leonhardt, Caroline Stapleton, and Samantha Goldberg-Seder – Orrick, Herrington & Sutcliffe LLP

 

 

 

 

 

 

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Please click here to see a listing of articles in reverse chronological order 2000 - 2025 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order 2000 - 2025 for The Review of Banking & Financial Services