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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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SEC Priorities for Private Equity and Real Estate Advisers by Jason E. Brown, Eva Ciko Carman, and Nicole Krea – Ropes & Gray LLP

Cybersecurity Breaches:  Avoiding Pitfalls by Timothy D. Belevetz – Holland & Knight LLP

Re-Examining the CFTC’s Regulation of Cross-Border Swaps Clearing and Trading Activities by Colin Lloyd and Christian Artmann – Cleary Gottlieb Steen & Hamilton LLP and Deutsche Bank AG

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Market Structure:  An Evolution from MiFID I to MiFID II by Nathaniel Lalone and Christopher Collins – Katten Muchin Rosenman UK LLP

Supreme Court Imposes a Five-Year Statute of Limitations on SEC Disgorgement Claims by Richard Marshall – Katten Muchin Rosenman LLP

CEO Succession and Crisis Management by Tanuja Dehne, Anne Meyer, and Katayun Jaffari – Georgeson LLC and Ballard Spahr

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Navigating Conflicts of Interest in Securities Class Actions by Anne P. Ray – Jenner & Block LLP

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The New York State DFS Cybersecurity Regulation:  Preparing for Compliance by Jeffrey P. Taft, Lawrence R. Hamilton, Stephen Lilley, and Matthew Bisanz – Mayer Brown LLP

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The So-Called “Fiduciary Exception” to the Attorney-Client Privilege in Section 36(b) Cases by Sean M. Murphy, Robert C. Hora, and Michael E. Mirdamadi – Milbank, Tweed, Hadley & McCloy LLP

Increased Use of Big Data in SEC Enforcement by Elizabeth P. Gray and Catherine E. Fata – Willkie Farr & Gallagher LLP

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Managing a Global Regulatory Investigation — Unique Challenges in Cross-Border Investigations by John. M. Hillebrecht, Jessica Masella, and Adam Steene – DLa Piper LLP

Salman V. United States and its Impact on Insider-Trading Enforcement by Scott B. McBride – Lowenstein Sandler LLP

 

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Some Current Articles in
Banking & Financial Services:

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Zero-Balance Reporting of Mortgage Debt Post-Bankruptcy by Ryan M. Holz, Irina Dashevsky, and Douglas R. Sargent – Locke Lord LLP

The New HMDA Rule’s Expanded Ethnicity and Race Categories by Michael Flynn and Kimberly Monty Holzel – Goodwin Procter LLP

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The 2015 Revisions to the Federal Rules of Civil Procedure:  Impact on Bankruptcy Matters by Matthew Brooks, Jeffery Cavender, and Alison Grounds – Troutman Sanders LLP

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FinCEN’s Customer Due Diligence and Beneficial Ownership Rule by Daniel P. Stipano, Ellen M. Warwick, and Benjamin W. Hutten – Buckley Sandler LLP

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Intercreditor Agreements – U.S. and European Approaches by R. Timothy Bryan and Carl Winkworth – Duane Morris LLP

Arbitration and Bankruptcy:  A Tug of War by Leah M. Eisenberg, Katherine R. Catanese, and Sam Lawand – Foley & Lardner LLP and Arent Fox LLP

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The OCC “Fintech Charter” by Mark T. Dabertin and Richard P. Eckman – Pepper Hamilton LLP

Best Practices for Lenders to Avoid and Prevail in Lender Liability Lawsuits by Natan M. Hamerman – Kramer Levin Naftalis & Frankel LLP

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Bank Response to Discovery Requests for Privileged Materials by Alex C. Lakatos – Mayer Brown

 

 

 

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Please click here to see a listing of articles in reverse chronological order from 2000 - June 2017 for The Review of Securities & Commodities Regulaton

Please click here to see a listing of articles in reverse chronological order from 2000 - June 2017 for The Review of Banking & Financial Services