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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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The SEC's Large Trader Reporting Rule by Elizabeth K. Derbes - Wilmer Cutler Pickering Hale and Dorr LLP

Shareholder Litigation after the Fall of an Iron Curtain by Boris Feldman - Wilson Sonsini Goodrick & Rosati P.C.

Pre-Releases of Financial Information by Bruce A. Machmeier and Andrew J. Neuharth - Oppenheimer Wolff & Donnelly LLP and Target Corporation


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Stockholder Rights Plans in Negotiated Mergers: Issues of Delaware Law by John F. Grossbauer and Pamela L. Millard - Potter Anderson & Corroon LLP


Federal Securities Claims against Auditors Following the Subprime Meltdown by Sarah L. Cave and Jesse L. Jensen - Hughes Hubbard & Reed LLP

Capital Formation Reform by Bradley A. Jacobson, Robert E. Puopolo, and Daniel J. Blanchard - Greenberg Traurig, LLP


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Use of Social Media by Investment Advisers by F. Martin Fox, Jack P. Huntington, and Bruce Treff - Citi Investor Services


Cross-Border Public M&A in Canada by John Kolada, Stefan Timms, and Michael Hickey - Blake, Cassels & Graydon LLP

Professional Responsibility Issues for Swaps Lawyers under Dodd-Frank by Michael S. Sackheim - Sidley Austin LLP


The SEC Sharpens its Talons in No-Fault Clawback Actions by Jonathan R. Tuttle and Ada Fernandez Johnson - Debevoise & Plimpton LLP


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Implementing the Private Fund Investment Advisers Registration Act of 2010 by Jason E. Brown and Joel A. Wattenbarger - Ropes & Gray LLP


Insights into the SEC's Whistleblower Program by Laurence S. Lese and Michael E. Clark - Duane Morris LLP


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Old Opinion Forms on Sales of Securities by Donald W. Glazer and Michael J. Kendall - Goodwin Procter LLP


Valid Issuance of Capital Stock by John Mark Zeberkiewicz and Tiffany N. Piland - Richards, Layton & Finger P.A.

Private Equity Investment and the FCPA by Joel M. Cohen and Adam P. Wolf - Gibson, Dunn & Crutcher LLP

The Supreme Court's Janus Capital Case by Norman S. Poser - Brooklyn Law School

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The UK Bribery Act 2010 by Stephen Fishbein, Philip Urofsky, and Richard Kelly - Shearman & Sterling LLP

FINRA Arbitration in the Modern Era: A Defense Practioner's Perspective by Tracy L. Gerber - Greenberg Traurig P.A.

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Dodd-Frank Necessitates New Legal Documentation for Cleared and Uncleared Swaps by James M. Cain, Warren N. Davis, Ann M. Battle, Doyle R. Campbell, and Raymond A. Ramirez - Sutherland Asbill & Brennan LLP


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Some Current Articles in
Banking & Financial Services:

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Regulation of Non-Depository Covered Persons under the Dodd-Frank Act by Jessica Sklute and Diana Whitaker - Schulte Roth & Zabel LLP

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International Regulation of Global Systemically Important Financial Institutions by Edward F. Green - Cleary Gottleib Steen & Hamilton LLP


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The Rise of State Regulation of Financial Services by Robert G. Ballen, Thomas A. Fox, and Lauren J. Bianchini - Schwartz & Ballen LLP


Defending Bank Officers and Directors in FDIC Litigation by Mary C. Gill, Robert R. Long, and Todd F. Chatham - Alston & Bird LLP

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Bank Programs to Interdict Corruption-Related Money Laundering by Douglas N. Greenburg and John Roth - Latham & Watkins LLP and U.S. Department of Justice, Paris, France

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Incentive-Based Compensation: The Joint Agencies' Proposed Regulations by Kenneth Muller and Seth Chertok - Morrison & Foerster LLP


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Credit Risk Retention - Joint Regulatory Proposed Rules by Howard Altarescu et al. - Orrick, Herrington & Sutcliffe LLP


Office of Foreign Assets Control: The Little Agency with the Big Bite - by Judith A. Lee and James F. Doody - Gibson, Dunn & Crutcher LLP

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Handling a Corporate Crisis: The Ten Commandments of Crisis Management by John F. Savarese - Wachtell Lipton Rosen & Katz

Decision Points of Internal Investigations by Barry J. Mandel and David J. Aveni - Foley & Lardner LLP

 








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