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The Review of Securities & Commodities Regulation and
The Review of Banking & Financial Services.

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To learn more about our publications click on the "About the Reviews" link above.
Some recent articles for each review are listed below. To read first page of an
article click on the title.


CLE Credit


 
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Some Current Articles in
Securities & Commodities Regulation:

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Advising Buyers in Controlling Stockholder Transactions by Melissa Sawyer - Sullivan & Cromwell LLP

The Jobs Act: Improving Access to Capital Markets for Smaller Companies by Robert E. Puopolo, Bradley A. Jacobson, and Stephen T. Adams - Greenberg Traurig, LLP

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The Future of Say-On-Pay Derivative Litigation by Michele D. Johnson and Colleen C. Smith - Latham & Watkins LLP
 
SEC and FINRA:  Priorities and Enforcement Trends by Jeffrey W. Coverdell, Brian L. Rubin, and Andrew M. McCormick - Wells Fargo and Sutherland Asbill & Brennan LLP
 
Fund Profitability in Mutual Fund Fee Litigation by Sean M. Murphy and James G. Cavoli - Milbank, Tweed, Hadley & McCloy LLP
 
The Proverbial Gun in the Corporate Defense World by Laura Ariane Miller and B. Patrice Clair - Nixon Peabody

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Corporate Governance for Venture-Backed Companies by Thomas W. Kellerman and Jeffrey R. Wolters - Morgan, Lewis & Bockius LLP and Morris, Nichols, Arsht & Tunnell LLP

The PIPES Market: Outlook for 2012 by Tracey A. Zaccone - Paul, Weiss, Rifkind, Wharton & Garrison LLP

Extraterritorial Section 10(B) Class Actions after Morrison by Alex C. Lakatos - Mayer Brown LLP

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SEC Concept Release Tackles Investment Company Use of Derivatives by Jay G. Baris and Andrew J. Donohue - Morrison & Foerster LLP and Morgan Lewis & Bockius LLP

Duties Imposed by the Investment Advisers Act of 1940 by Mitchell E. Nichter and Patrick W. Dennis - Paul Hastings LLP

Developments in Shareholder Proposals by Marc Folladori and Ryan Valenza - Mayer Brown LLP

When is the Statute of Repose Period for Federal Securities Fraud Claims Triggered? by Sofia E. Biller and Howard S. Suskin - Jenner & Block LLP


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The SEC's Large Trader Reporting Rule by Elizabeth K. Derbes - Wilmer Cutler Pickering Hale and Dorr LLP


Shareholder Litigation after the Fall of an Iron Curtain by Boris Feldman - Wilson Sonsini Goodrick & Rosati P.C.

Pre-Releases of Financial Information by Bruce A. Machmeier and Andrew J. Neuharth - Oppenheimer Wolff & Donnelly LLP and Target Corporation


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Stockholder Rights Plans in Negotiated Mergers: Issues of Delaware Law by John F. Grossbauer and Pamela L. Millard - Potter Anderson & Corroon LLP


Federal Securities Claims against Auditors Following the Subprime Meltdown by Sarah L. Cave and Jesse L. Jensen - Hughes Hubbard & Reed LLP

Capital Formation Reform by Bradley A. Jacobson, Robert E. Puopolo, and Daniel J. Blanchard - Greenberg Traurig, LLP


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Use of Social Media by Investment Advisers by F. Martin Fox, Jack P. Huntington, and Bruce Treff - Citi Investor Services


Cross-Border Public M&A in Canada by John Kolada, Stefan Timms, and Michael Hickey - Blake, Cassels & Graydon LLP

Professional Responsibility Issues for Swaps Lawyers under Dodd-Frank by Michael S. Sackheim - Sidley Austin LLP


The SEC Sharpens its Talons in No-Fault Clawback Actions by Jonathan R. Tuttle and Ada Fernandez Johnson - Debevoise & Plimpton LLP



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Some Current Articles in
Banking & Financial Services:

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Chapter 13 Class Action Fee Challenges by Thomas J. Cunningham - Locke Lord LLP

Crafting a Successful E-Mail Notice Program by Christopher Chorba and Lauren A. Eber - Gibson, Dunn & Crutcher LLP

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The Gatekeeper Initiative and the Risk-Based Approach to Client Due Diligence by Kevin L. Shepherd - Venable LLP

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UDAP Developments in the Consumer Financial Services Industry by Darren M. Welch - Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates

Working with OFAC by Cari N. Stinebower - Crowell & Moring LLP

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The CFPB's Role in Shaping the Residential Mortgage Market by David N. Anthony and Jarrod F. Loadholt - Troutman Sanders LLP

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Regulation of Non-Depository Covered Persons under the Dodd-Frank Act by Jessica Sklute and Diana Whitaker - Schulte Roth & Zabel LLP


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International Regulation of Global Systemically Important Financial Institutions by Edward F. Green - Cleary Gottleib Steen & Hamilton LLP


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The Rise of State Regulation of Financial Services by Robert G. Ballen, Thomas A. Fox, and Lauren J. Bianchini - Schwartz & Ballen LLP


Defending Bank Officers and Directors in FDIC Litigation by Mary C. Gill, Robert R. Long, and Todd F. Chatham - Alston & Bird LLP





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